SEC

SEC is quietly preparing for enforcement actions against asset managers making claims about their ESG investment strategies. This article from Financial Times reports: “The US Securities and Exchange Commission enforcement …

The SEC over the past few years has dramatically ramped up its fight against so-called toxic lenders: convertible note purchasers who gobble up and then dump stock in small-cap companies, …

The Securities and Exchange Commission (SEC) is unlikely to relent in its opposition to exchange traded funds in Bitcoin spot markets, despite filings from high-profile Wall Street giants, according to …

A building on the campus at the world headquarters of Illumina is shown in San Diego, California, Sept. 1, 2021. Mike Blake | Reuters The U.S. Securities and Exchange Commission …

New cybersecurity requirements are coming for financial advisers and others in the financial services sector. While enforcement isn’t here yet, as Sean Wilke of IQ-EQ explains, the tools to put …

The U.S. Securities and Exchange Commission (SEC) has approved the first leveraged Bitcoin futures exchange-traded fund (ETF) on Friday. Volatility Shares 2x Bitcoin Strategy ETF (BITX) is scheduled to launch …

According to a consent order Binance US and the Securities and Exchange Commission have reached an agreement that prevents the freezing of exchange assets in exchange for enhanced transparency and …

The Securities and Exchange Commission widened its sweeping crackdown on crypto by accusing Coinbase Global Inc. of running an illegal exchange, a move that could make it harder for the …

Investing in a hedge fund can seem like a daunting prospect, especially for individuals who are new to the world of finance. However, with the right guidance and knowledge, it …