SEC

Data breaches can strike without warning, and the repercussions can be severe. With the digital landscape expanding, data vulnerabilities are everywhere, pushing organizations to remain vigilant and prepared for the …

As artificial intelligence (AI) continues to reshape industries, the U.S. Securities and Exchange Commission (SEC) is poised to regulate the future of business in unprecedented ways. In 2024, the SEC …

The SEC’s new cybersecurity guidelines, which went into effect in December, mark a major period of transformation for public companies, as they must not only disclose material cyber incidents within …

Financial institutions saw little relief in 2023 from regulatory penalties, as the number of enforcement actions against them reached levels rarely seen in the U.S., according to SteelEye’s annual fine …

The major cloud computing provider spun out of Hewlett-Packard said late Wednesday that it had been hacked by a suspected Russian intelligence team, the second such hack of a major …

When JP Morgan Chase was fined $200 million for record-keeping failures in 2021, it felt monumental. Ephemeral messaging penalties were admittedly a new proposition at the time, but the size …

On October 7, 2023, California adopted a new set of far-reaching climate laws in the form of SB 253, the Climate Corporate Data Accountability Act (CCDAA), and SB 261, the …

The proposed October window for the SEC to release its long-anticipated climate disclosure rule for public companies has come and gone, making it increasingly likely we won’t see the final …

Broker-dealer firms and their financial advisors are faced with a core tension: generating revenue for the firm and staying compliant with a number of federal regulations, including robust AML and …

CCRcorp’s Proxy Disclosure Conference was last week and it featured a panel focused on the SEC’s Proposed Climate Disclosure Rule (“the Rule”) featuring Jina Choi and Dave Lynn of Morrison …