Compliance

Broker-dealer firms and their financial advisors are faced with a core tension: generating revenue for the firm and staying compliant with a number of federal regulations, including robust AML and …

In the face of growing cyber threats, boards play a critical role in effective cybersecurity governance. The SEC’s new cybersecurity disclosure regulation puts even greater emphasis on the board’s duty …

Starting at the beginning of next year, most small and medium-sized companies that aren’t already obligated to report certain ownership details to the federal government will be on the clock …

Air France Integrity Line Air France has set up a system for collecting and processing alerts accessible to all its employees and its stakeholders (contractors, suppliers, subcontractors, communities, etc.) in accordance …

As recreational marijuana nears the halfway mark of legality (it’s been approved in 23 states so far), employers must continue to balance conflicting needs. They must not violate their employees’ …

For many years, New Zealand has found itself in the top three of Transparency International’s corruption perception index. In the most recent installment, NZ was still near the top, but …

We’ve all heard the benefits of taking a 30,000-foot view of a nagging problem. How about a 500,000-foot view of a huge challenge like supply chain transparency? LiveEO co-founder Sven …

Navigating the Complex Landscape of Data Privacy Laws with Effective Contract Management In today’s ever-evolving business environment, where data privacy regulations are continually changing and expanding, organizations face an operational …

The risks faced by companies in light of new federal cybersecurity regulations are particularly acute for government contractors, who must also be aware of False Claims Act risks. Jennie VonCannon …

Littler Workplace AI Report 2023 What’s in survey report from Littler: Employers are looking to reap benefits from AI tools in human resources functions, while navigating new vulnerabilities created by …